Assurance & Attestation

From Policy to Proof —AI Compliance YouCan Demonstrate.

Compliance audits don't reward intent. They reward evidence. Tracelet generates the evidence your auditors need — automatically, continuously, and in the format they expect.

The Regulatory Landscape

The AI Compliance
Challenge

Modern compliance frameworks — ISO 27001, SOC 2, GDPR, HIPAA — were not written with AI agents in mind. But regulators are adapting rapidly, and auditors are increasingly asking questions that traditional GRC tools cannot answer.

Tracelet answers all of these questions with verified, real-time data — not manual attestations and spreadsheets.

Which AI systems does your organization use, and who authorized them?

What data classifications have been processed by AI models?

How do you prevent unauthorized data transmission to third-party AI services?

What controls exist to detect and respond to AI-related policy violations?

Framework Coverage

Control Sets for the
AI-Enabled Enterprise

ISO 27001

[ ISO ]

Tracelet directly supports several ISO 27001 Annex A controls related to information classification, access control, supplier relationships, and information transfer. Our ISO bundle maps platform capabilities to specific control requirements and generates evidence artifacts aligned with audit expectations.

Key controls addressed:
A.5.12 (Classification of Information)A.5.14 (Information Transfer)A.8.3 (Information Access Restriction)A.8.15 (Logging)A.5.23 (Cloud Services Security)
Activate ISO 27001 bundle

SOC 2 Type II

[ SOC2 ]

For software companies and enterprises undergoing SOC 2 audits, AI governance is an increasingly scrutinized area. Tracelet provides continuous monitoring evidence for the Confidentiality and Processing Integrity trust service criteria, with structured export for your auditor.

Key controls addressed:
CC6.1 (Logical Access)CC6.6 (Unauthorized Access Prevention)CC7.2 (System Monitoring)C1.1 (Confidentiality Commitments)PI1.2 (Processing Integrity)
Activate SOC 2 Type II bundle

GDPR

[ GDPR ]

When EU customer data leaks through unauthorized AI use, organizations can face fines of up to 4% of global revenue. Tracelet enforces GDPR-relevant controls at the point of AI interaction: detecting PII in prompts, blocking transmission to non-compliant services.

Key controls addressed:
Art. 5 (Data Processing Principles)Art. 25 (Data Protection by Design)Art. 30 (Records of Processing Activities)Art. 32 (Security of Processing)Art. 33 (Breach Notification)
Activate GDPR bundle

HIPAA

[ HIPAA ]

Healthcare organizations using AI in clinical or administrative workflows face specific PHI handling obligations. Tracelet classifies PHI patterns in prompts, enforces access controls by role, and generates the audit trail HIPAA requires for business associate relationships.

Key controls addressed:
§164.312(a) (Access Controls)§164.312(b) (Audit Controls)§164.312(e) (Transmission Security)§164.308(a)(1) (Risk Analysis)
Activate HIPAA bundle

PCI DSS

[ PCI ]

Card data entering an AI prompt represents a serious compliance failure. Tracelet detects and blocks cardholder data transmission in real time, and maintains the access logs and monitoring evidence required by PCI DSS.

Key controls addressed:
Req. 7 (Restrict Access)Req. 8 (Identify/Authenticate Users)Req. 10 (Log and Monitor All Access)Req. 12.10 (Incident Response Plan)
Activate PCI DSS bundle

Custom Internal Governance

Build and version your own policy sets for internal standards, industry-specific mandates, or bespoke risk frameworks.

With natural-language policy management In Progress, your compliance team can express policy intent in plain language and Tracelet converts it into enforceable, reviewable, auditable controls.

Example: "The HR team must not upload employee performance reviews, payroll information, or disciplinary records to public AI tools."

R&D & Work EvidencePlanned — Phase 4

R&D and Work Evidence

Beyond regulatory compliance, Tracelet captures structured evidence of technical work — useful for R&D grants, R&D tax incentive submissions, consulting deliverables, and internal project accounting.

Use Cases

R&D grant and tax incentive evidence

Contemporaneous records of who worked on a project, when, what technical activity occurred, what was attempted, what failed, what was learned, and what implementation followed. Tracelet does not determine eligibility — it provides structured evidence.

Consulting delivery evidence

Project activity summaries, AI-assisted work summaries, time and effort evidence, technical decision history.

Internal project accounting

Time by project, time by repository, time by activity type, AI-assisted activity, documentation and testing effort.

What Gets Captured

  • Project activity, time spent by project and repository
  • Research, experimentation, debugging, testing, documentation activity
  • Technical decisions and failed attempts
  • Iteration summaries and AI-assisted investigation summaries
  • Implementation milestones

The R&D Evidence add-on is available on Operate and above; included by default on Optimise and Enterprise packages.

Operational Assurance

Audit Readiness, Built In

Evidence Repository

Every policy evaluation, every block event, every configuration change is stored in a structured, queryable evidence repository. Audit packages for specific frameworks can be assembled and exported in minutes rather than weeks.

Immutable Audit Logs

Audit logs are write-once, cryptographically signed, and tamper-evident. They satisfy the evidentiary requirements of ISO 27001 Clause 9.1, SOC 2 CC7.2, and equivalent provisions in GDPR and HIPAA.

Continuous Compliance Posture

Rather than point-in-time assessments, Tracelet provides a real-time compliance posture score for each active framework. Compliance drift is detected and surfaced as it happens — not discovered during the annual audit cycle.

Auditor Access

Tracelet can provide auditors with direct read-only access to the compliance dashboard for the scope of their engagement. This eliminates the manual evidence-gathering burden from your internal teams.

Contact

Ready to close the
AI compliance gap?